From Saxe GN, Ellis BH, Kaplow J (2007): Collaborative Treatment of Traumatized of Children and Teens:
The Trauma Systems Therapy Approach, Guilford Press, NY
Chapter 1
Introduction
Trauma Systems Therapy (TST) for
child traumatic stress
Icons Used in this Chapter
Essential Point Academic Point Quotation Case Discussion
L E A R N I N G O B J E C T I V E S
To introduce Trauma Systems Therapy for child traumatic stress
To outline the four goals of this intervention approach
To provide a guide for the rest of this book
T R A U M A S Y S T E M S T H E R A P Y
Gerald is a thirteen year-old boy who lives with his mother and sixteen
year- old brother. His father is in prison for attempted murder of Gerald’s
mother. Gerald witnessed his father stabbing his mother two years
previously. His father was imprisoned for this episode but Gerald and his
brother had witnessed many instances of domestic violence prior to this
time. Gerald’s mother has a long history of Major Depression and is currently
quite depressed, staying in bed throughout most of the day. His brother has been
arrested numerous times for assault and for car theft. Gerald’s brother has also
severely assaulted his mother on two occasions. Gerald’s mother is terrified to
set a limit on her older son’s behavior for fear of being assaulted. Gerald and his
brother do not get along. There are frequent arguments at home that have
escalated to fist fights. Gerald has been knocked unconscious by his brother and
is perpetually in fear that his brother will “lose it” again. Gerald has frequent
intrusive memories of witnessing domestic violence, he is vigilant about being
assaulted, and has exaggerated startle response. He has poor sleep with frequent
nightmares and very poor concentration. He failed the sixth grade as he found it
hard to focus on school. He is at risk for failing the sixth grade again this year
and has told his therapist that if he fails school again he intends to kill himself.
hat do you do? What do you say? Where do you begin? If
you are like most mental health clinicians in the United
States you work out of your office or a mental health clinic.
The story of Gerald is probably very familiar to you. In your
caseload, there are probably five Gerald’s. You see him for
his first intake appointment. Perhaps you see him again for a follow-up
visit. If you end up treating Gerald his attendance is spotty. He is here
a few sessions, gone for weeks or months at a time. If he attends
regularly you are faced with the real question: HOW CAN I HELP??!!!
Does Gerald have cognitive distortions that need correcting? Does he
have serotonin receptors that need blocking? Does he have conflicts
that need interpreting? Does he have avoidance that needs exposing?
Does he have eye movements that need desensitizing? Maybe… but…
anything that you do; any distortion that you challenge; any
interpretations that you make; any medication that you prescribe; any
learning that you condition…is undermined as soon as Gerald leaves your
office. What do you do?
Gerald travels through the system. He is seen in emergency rooms,
residential programs, inpatient units, and outpatient clinics. His care
W
T R A U M A S Y S T E M S T H E R A P Y
involves mental health, education, social service, and soon the juvenile
justice systems. If you are assigned to treat Gerald than you know that
sensible treatment requires a lot of integration with each of these
systems. But who has time for that? He is hospitalized and you see him
again. His medications are changed but, for the life of you, you cannot
figure out what “they” did in the hospital. He is failing school. You’ve
gone to a few school meetings and explained about the stress and chaos
in Gerald’s life. The teachers are tired, and they have to think about
the other kids in the class. They don’t really know what to do. Gerald is
missing school. He is missing appointments. You consider “closing the
case” but just can’t bear to do it. You’ve filed a couple of reports with
the department of social services but they are “screened out”. What
do you do??
There are no easy answers
We wish it were easy. We wish there was that one medication. We wish
there was that twelve-step, eight-session therapy that would make
Gerald’s nightmare go away. We know that you wish it too. Sadly, what
has created Gerald’s nightmare is years of trauma, abuse, and neglect;
some of which is ongoing. Real intervention will require rolling up your
sleeves and helping to address the reality of Gerald’s problems. But
how?
This book is about an intervention model that attempts to address
Gerald’s needs and the tragic needs of children like him. Accordingly,
intervention needs to be complex, focused, and intensive. It must be in
the home, in the school, and in the neighborhood. Interventions need to
get to the essence of the problem and stick to it like a dog to a bone,
never to let go until the work is done. Interventions must address the
numerous barriers that get in the way of families accessing services.
This work is not easy. It requires a lot of energy on the part of
clinicians and a lot of support of clinicians from mental health agencies
and service systems. Obviously, this type of work exists in a system
that is far, far, from perfect. There are enormous public policy
concerns related to how services are delivered to traumatized children
and how the service system is organized. Nevertheless, there are
We wish it were easy.
We wish there was that
one medication. We
wish there was that
twelve-step, eightsession
therapy that
would make Gerald’s
nightmare go away. We
know that you wish it
too.
T R A U M A S Y S T E M S T H E R A P Y
existing services in place in most states that can be maximized for
effective treatment. This book is about using these existing services in
a coherent treatment model aimed at maximizing effectiveness.
This book also tries to address the realities of clinicians practice.
What are these realities?
•
The average clinician is busy, probably overworked, and has little“extra” time or resources to enhance treatment.
•
The average mental health agency is financially stretched andhas few funds for the “extras” such as staff training,
supervision, outcome monitoring, or home based care.
•
The average state service system is also stretched andfragmented, with insufficient communication between
departments and inadequate cross system service plans for
children with traumatic stress.
We designed our intervention model with the needs of children with
traumatic stress in mind constrained by the realities of clinical practice
in the United States at this particular time. Accordingly, we designed
this intervention using services that are available in most states.
The answers we propose are not “easy”; how can they be? We offer a
series of solutions that are in no way perfect. Service delivery takes
place in a service system that is resource poor and is problematic in
many ways. Nevertheless, we believe that the solutions we propose will
be very helpful for mental health clinicians, agencies, and possibly even
service systems as we all try to figure out what to do for children like
Gerald.
Who are we?
We are mental health clinicians, researchers, and educators at the
Boston University Medical Center, Boston’s inner city hospital.
Accordingly, the children and families we serve contend with
considerable social problems such as poverty, community violence,
parental mental illness and substance abuse, homelessness, and racism.
We designed our
intervention model with
the needs of children
with traumatic stress in
mind constrained by the
realities of clinical
practice in the United
States at this
particular time.
T R A U M A S Y S T E M S T H E R A P Y
Our hospital is a magnet for families that have immigrated to the
United States from around the world. Consequently we see many
children and families who have experienced war and political violence.
We are also a Level 4 trauma center and see most of Boston’s children
who are injured from assault or otherwise. Many of the families we
serve are highly traumatized. Ten percent of children seen in our
primary care clinic reported seeing a shooting or stabbing before they
were six years old (Taylor et. al. 1994). Sixty-two percent of
adolescents seen in our emergency room (for any reason) reported a
history of experiencing or witnessing violent physical or sexual assault
(Kassner et. al, 1999).
We have been trying to help our children and families for many years.
Our child psychiatry mental health clinic has been in operation since
the early 1960’s. We had been trying to do our best for these families
with outpatient therapy, including what is considered “empirically
validated” treatments and the highest quality psychopharmacology.
About five or six years ago, faced with the frustration of the clinician
assigned to Gerald (and a great many other children like him) we began
to ask a simple question; are we helping? We were not able to provide a
clear answer to that question. Further, we were getting burned out.
Our staff turnover rate was high. People were very frustrated. Frankly,
it was feeling like we were banging our heads against the wall trying to
help. We began to initiate a process of figuring out how we could do
better. This book is a result of that process. On the way we
investigated many different types of treatments and services for
children. We also wanted our work to be helpful to others and so have
worked with many people to try to operationalize our ideas into a useable
format.
A huge catalyst for our efforts was our funding at the end of 2001 as
an Intervention Development and Evaluation Center as part of the new
National Child Traumatic Stress Network (NCTSN)
. We will providesome details about the
NCTSN at the end of this chapter but brieflythis Network is the nation’s primary response to the problem of
traumatic stress in children and provides the funding and
infrastructure to develop new treatments. After we received this
funding our efforts to develop a treatment model to approach the
We began to ask a
simple question; are we
helping? We were not
able to provide a clear
answer to that
question.
T R A U M A S Y S T E M S T H E R A P Y
clinical realities of children like Gerald was conducted as part of our
new
NCTSN center called the Center for Medical and Refugee Trauma.We call this treatment model Trauma Systems Therapy (
TST).What is Trauma Systems Therapy?
Traumatic stress occurs when a child is unable to regulate emotional
states. This happens when the brains way of processing emotion is
disturbed. We will talk a lot more about this in chapters 2 and 3. For
now it is very important to know that these core problems regulating
emotional states are highly reactive to ongoing stresses and threats
within the social environment. Because clinic- and office-based
practices are removed from the social environment, they frequently
are powerless to intervene with the very factors that drive children’s
traumatic stress symptoms.
Our treatment is about interventions in what we call a Trauma System.
A Trauma System describes the failure of the natural systemic balance
between the developing child and their social environment. As has been
described for decades in the child development literature, healthy
development requires a regulatory balance or “goodness of fit” between
the child and their social environment such that the social environment
is properly equipped to help the child. When children enter service
systems this “goodness of fit” includes the system of care. A Trauma
System occurs when there is a failure of this regulatory balance
between the traumatized child and their social/environment and/or
system of care.
A Trauma System is defined by
1) a traumatized child who has difficulty regulating emotional states
and;
2) a social environment and/or system of care that is not able to help
the child to regulate these emotional states.
Trauma Systems Therapy details an approach to assessing this “fit”
between the child’s emotional regulation capacities and adequacy of the
sys·tem
A groupof interacting,
interrelated, or
interdependent
elements forming a
complex whole.
The American Heritage®
Dictionary, Fourth Edition
Copyright © 2000 by Houghton
Mifflin Company.
T R A U M A S Y S T E M S T H E R A P Y
social environment/system of care to help the child and offers a
variety of treatment modules based on the outcome of this
assessment. We designed our intervention approach to help with the
severe problems in children’ environments and do this work consistent
with principles of child development and systems of care. We designed
our intervention approach with children like Gerald in mind.
Existing interventions do not offer clear approaches for these severe
social environmental problems informed by theory about the way the
social environment and the developing child-interact. As will be
described below, and repeated throughout this book, our treatment is
about helping two core problems of the Trauma System; a child with
dysregulated emotional states and a social environment/system-of care
that is unable to help the child to regulate these emotional states. Our
intervention intensively targets the Trauma System. That is why we call
our intervention
Trauma Systems Therapy (TST).Four Goals of the Development of TST
We designed our intervention approach to help with the severe
problems in children’ environments and do this work consistent with
principles of child development and systems of care. We designed our
intervention approach with children like Gerald in mind. Specifically, we
set four goals for designing this intervention:
1. Treatment must be developmentally informed.
2. Treatment must
directly address the social ecology.3. Treatment must be compatible with systems of care.
4. Treatment must be disseminate-able.
T R A U M A S Y S T E M S T H E R A P Y
What does this mean??
1) Treatment must be Developmentally Informed
In order to treat Gerald you need to know certain basic
principles about child development. You need to know that
the types of interventions effective for a six year old are
very different than for a sixteen year old, and also that a
treatment of a child with developmental delays looks different from a
child without them. You must consider how such areas as attachments,
emotional regulation, identity, and cognition at different ages may be
approached in treatment.
These ideas are very important for a child like Gerald. What type of
attachment relationships might develop for a child with a depressed
mother and a very violent father and brother? What does it do to the
sense of identity of a 13 year-old boy to have a father in prison and to
have witnessed his father beating up his mother and brother? What
does it do to his sense of identity, self-esteem, and feelings of control
to have been beaten up by his father? How do these experiences, and
their influence on attachments and identity formation influence
Gerald’s ability to regulate emotion? What type of peer groups is he
likely to have? How does growing up in terror affect cognitive
development and school performance? These types of questions need
to be asked and answered in order to sensibly treat Gerald. In
chapters 2, 3, and 4, we describe the developmental principles upon
which our intervention approach is based.
The developmental principles guiding our intervention approach was
most specifically outlined in a report by the Institute of Medicine and
the Medical Research Council in 2000 called, From Neurons to
Neighborhoods: The Science of Early Child Development. This report
describes the science of child development from the earliest years.
This report integrates ideas about attachment, emotional, cognitive
development, and identity in interventions for children. In particular,
this report describes the influence of adverse environments on these
developmental areas and the critically important interacting
What does it do to the
sense of identity of a
13 year-old boy to have
a father in prison and
to have witnessed his
father beating up his
mother and brother?
T R A U M A S Y S T E M S T H E R A P Y
relationship between the environment and the developing brain. More
details about this report are provided in chapter 2.
1. Intervention must
directly address the social ecologyIn order to treat Gerald you must be able to
directlyaddress the social ecology. If your treatment is only in
your office you will be spinning your wheels for a very long
time. If you try to approach Gerald’s family problems by
scheduling the occasional family meeting you will probably not help very
much. Gerald’s problems require treatments on-site and which directly
address the social environmental contributors to the problem. Often
families of children with traumatic stress experience significant
barriers towards receiving appropriate care. Intervention approaches,
accordingly, must be flexible enough to surmount these barriers.
Perhaps the most successful intervention model to directly
address the social ecology is Multisystemic therapy (MST)
for conduct disorder (Henggeler et.al, 1998). MST uses
community-based interventions to specifically target areas
of a child’s environment that are theoretically related to the
development and maintenance of conduct problems. MST has
demonstrated effectiveness for aggressive children by successfully
targeting many fields in which the child interacts for intervention; "the
child and family, school, work, peer, community, and cultural institutions
are viewed as interconnected systems with dynamic and reciprocal
influences on the behavior of family members” and are, thus, engaged
in the treatment process (Henggeler et al., 1995, p. 710). MST targets
child and family problems in the multiple systems in which families are
embedded and delivers treatments in the settings in which they are
likely to have the highest impact. Services are delivered in a variety of
settings, such as home, school, and the community.
How could you approach Gerald’s mental health problems from the
distance of a clinic or office? His severe traumatic stress symptoms
are highly reactive to conflicts and threats from his brother. His
mother is too depressed to intervene or to reasonably engage in clinic
or office based treatment. The consequences of these traumatic
If your treatment is
only in your office you
will be spinning your
wheels for a very long
time.
How could you approach
Gerald’s mental health
problems from the
distance of a clinic or
office?
T R A U M A S Y S T E M S T H E R A P Y
stress symptoms severely affect school performance. Communitybased
interventions are essential for a child like Gerald.
The clinician must be in the home, helping Gerald’s mother toprotect him by engaging the police, the social service agencies,
relatives, or whomever may help.
The clinician must actively work with Gerald’s mother to ensurethat she receives treatment for depression so that she can
better protect Gerald.
The clinician should be in the school, consulting to teachers andother school staff about how to best teach him and help with
the construction of an individualized educational plan.
The failure of two school years, for a child like Gerald (who has normal
intelligence), is a tragedy. Chapter 4, 10, 11, and 12 offers details about
the way in which the social environment can be engaged in traumatic
stress care.
2. Treatment must be compatible with the system of care
In order to treat Gerald you must be able to clearly link his
treatment with the wider system of care. This is not easy
given how fragmented this system has become.
Nevertheless, as we will describe in chapters 4, 11, and 12
there are a number of tools that can help. Gerald, like many children
with traumatic stress, is seen in many different service systems.
Within the mental health system, children like Gerald often drift
between the inpatient, outpatient, residential, and emergency
psychiatry systems. Gerald is currently treated in an outpatient
setting. If his suicidal impulses increase he may be seen in the
emergency or inpatient psychiatry systems. If his mother continues to
be too incapacitated to protect him, the social services and residential
systems may become necessary. There is a clear and reciprocal
relationship between his emotional symptoms and his school functioning.
His traumatic stress related anxiety and poor concentration have
interfered with his performance at school. This poor school
In order to treat
Gerald you must be able
clearly link his
treatment with the
wider system of care.
T R A U M A S Y S T E M S T H E R A P Y
performance, in turn, has contributed to low self-esteem and suicidal
impulses. It is hard to imagine a sensible treatment plan that does not
fully integrate the educational system.
Clearly, there is a great need for service integration for traumatized
children. There is widespread acknowledgement of the need to create
integrated systems of care for vulnerable, especially traumatized
children. The surgeon general’s report on mental health specifically
identifies the need for services integration:
The organization of services…is the linchpin of
effective treatment…it is not just services in
isolation but the delivery system as a whole, that
dictates the outcome of treatment. Among the
fundamental elements of effective service delivery are
integrated community-based services, continuity of
providers and treatments, and culturally sensitive and high
quality empowering services (Report of the Surgeon
General, 1999)
Our overall approach has been strongly influenced by
the important national Child and Adolescent Service
System Program (CASSP) (Stroul and Friedman, 1986;
Pumariega & Winters, 2003). This initiative was
developed to guide states and communities in the development of
community-based systems of care for vulnerable children and
outlines a number of important “guiding principles” of effective
community-based intervention (Stroul and Friedman, 1986). These
guiding principles concern the need to create individualized, familyoriented
services for children which address the child’s physical,
emotional, social, and educational needs. These services are
“integrated, with linkages between child-care agencies and the
programs and mechanisms for planning, developing, and coordinating
services” and involve case management to coordinate the broad
array of services that children might receive. More details about
the CASSP initiative and systems of care are provided in chapter 4.
T R A U M A S Y S T E M S T H E R A P Y
What would an integrated and highly coordinated array of communitybased
services look like for traumatized children? How might the
specificity of trauma-related psychopathology guide the development
of this array of services? What types of problems would be most likely
to change as a result of these services? Our intervention model is
designed towards such an integrated and highly coordinated system of
services for an individual traumatized child guided by the specific
understandings of the nature of child traumatic stress.
This model views the development of traumatic stress in children as
resulting from two main elements:
1. a traumatized child who is unable to regulate emotional
states when confronted with a stressor and;
2. a social environment and/or a system of care that is unable to
adequately help the child regulate these emotional states
Our treatment is explicitly about these two core problems, a
dysregulated emotional nervous system and a social
environment/system-of care that is unable to help the child to regulate
emotion. As the social environment (e.g. family, school, peer group,
neighborhood) ordinarily has a core function of helping a child to
contain emotions or behavior, it is assumed that a child’s inability to
contain emotions or behavior means there is a diminished capacity of
one or more levels of the social environment to help the child. Similarly,
a child who is unable to regulate emotional states also implies an
inadequacy of the system of care to help the child to contain emotions
or behaviors. This is either because the child has not yet accessed the
system of care, because the child is “falling through the cracks” or
because the services the child is receiving are in some way insufficient
to help contain emotions or behavior.
What would an
integrated and highly
coordinated array of
community-based
services look like for
traumatized children?
T R A U M A S Y S T E M S T H E R A P Y
Our intervention approach can be seen as a guide for how
services and interventions ought to be put together given a
child’s emotional regulation capacities and the ability of the
child’s social environment and/or system of care to help him
regulate emotion.
3. Treatment must be Disseminate-able
In order to treat Gerald you must be able to work within
an agency or service system that supports and pays for
this treatment. It is critical that new interventions are
developed mindful of the financial and human realities of
the clinicians, agencies, and service systems that will use them. It is
relatively easy to design a “pie-in-the-sky” intervention model that is
prohibitively expensive to use. A new intervention must be
disseminate-able. It must be described in a clear way and address the
clinical realities of practice in this time and place and also incorporate
strategies for supporting clinicians in this difficult work. Chapter 8 will
review some of these strategies for supporting clinicians.
We designed this intervention model with the needs of children with
traumatic stress in mind constrained by the realities of clinical practice
in the United States at this particular time. Accordingly, we designed
this intervention using services that are available in most states. A
multidisciplinary team of clinicians assesses and treats all referred
children. This team is typical of most multidisciplinary teams of
psychiatrists, psychologists, and social workers, with three exceptions:
a. It has the capacity to deliver home and community-based
interventions in addition to clinic-based treatment,
b. It includes a child advocacy attorney who serves a key
consultative role for advocacy for services, and
c. It functions from a very specific and operationalized model of
assessment and treatment.
In order to treat
Gerald you must be able
to work within an
agency or service
system that supports
and pays for this
treatment.
T R A U M A S Y S T E M S T H E R A P Y
The enhancement of treatment with the aforementioned “exceptions”
to usual practice was chosen in a way that could be implemented with
limited extra resources.
a. Home and community-based interventions: Most states fund
short-term home based intervention. We integrated a homebased
team funded by the Commonwealth of Massachusetts
Medicaid contract with a conventional multidisciplinary clinical
team. This enhancement did not cost extra resources.
b. Child Advocacy Attorney: This critical member of our team was
paid for via “extra” grant funds. There are however, many
partnerships that could be forged between mental health and
legal aid clinics.
c. Model of assessment and treatment: Most of the rest of this
book is devoted to our description of our model of assessment
and treatment. This model is about a map for how services and
interventions ought to be assembled. Our main aim in this regard
is clinical utility.
What’s New in TST?
There are already a number of good treatments out there for child
traumatic stress. We believe our main innovation is to create an
intervention that allows clinicians to think beyond their office. When
interventions are conceived that directly address the social
environment and system of care and specifically focus these
interventions on the child’s core problems regulating emotional states
there is a much higher likelihood of effectiveness. Existing
interventions for traumatic stress do not pull the social environment
and system-of-care into treatment sufficiently. Other people have
expressed some of these ideas, in other ways, in other formats. We
believe one of our main innovations is to pull together these ideas into a
useful, focused, and testable framework for treating children with
traumatic stress. There have been many ideas that have deeply
influenced our thinking; these include:
We believe our main
innovation is to create
an intervention that
allows clinicians to think
beyond their office.
T R A U M A S Y S T E M S T H E R A P Y
Ideas about child development
As described, we have been particularly influenced by ideas about how
the social environment and the child’s developing nervous system
interact. As described, the Institute of Medicine’s From Neuron’s to
Neighborhoods Report (2000) contains very compelling ideas on this
topic. This report is reviewed in more detail in chapter 2.
Developmental ideas regarding attachment and about self-regulation
have also been very important to our approach. Frank Putnam’s (1997)
concepts about discrete emotional states in traumatized children based
on the infant developmental work of Peter Wolff (1984) are reviewed
in chapter 3. Allan Schore’s work on attachment, self-regulation and
the brain (1994, 2003a, 2003b) have also strongly influenced our
thinking as well as Robert Pynoos’ Developmental Psychopathology model
of traumatic stress (1993, 1995), Bessel van der Kolk’s ideas about
trauma and self regulation (1994a, 1994b, 1996), and Bruce Perry
(1995, 1998) and Michael DeBellis’ (1999a, 1999b) ideas about trauma
and the developing brain. Barry Zuckerman’s (1995, 2000) work on
translating developmental ideas to public policy has also been very
important.
Ideas about the brain’s processing of emotion
Joseph LeDoux’ books The Emotional Brain (1998) and the Synaptic
Self (2002) have affected our thinking about how trauma influences
emotional processing. This is reviewed in chapter 2. Other influences
include Antonio Damasio (1999), Stephen Porges (1995), Jaak Panksepp
(1998), Alan Schore (1994, 2003a, 2003b), and Bruce McEwen (1994).
Ideas about the Social Ecology
The Social Ecological model of mental health by Yuri Bronfenbrenner
(1979) is reviewed in chapter 2 and chapter 4 and is fundamental to our
treatment approach as is Bronfenbrenner’s extension of this model
(with Steven Cici) (1994) to the interface between the brain and the
social ecology. These ideas have been extended to traumatic stress by
Cicchetti and Lynch (1993), Mary Harvey (1995), and Anne Kazak
(1996).
T R A U M A S Y S T E M S T H E R A P Y
Ideas about Applying the Social Ecological Model to Treatment
As described, Scott Henggeler and colleagues have been most
successful about applying this model to child services with the
development of Multisystemic Therapy (1995, 1998). This model is
pioneering and has strongly influenced the way that we operationalize
treatment.
Ideas about Child Service Systems
The CASSP initiative (Stroul & Freedman, 1986; Pumariega & Winters,
2003) as reviewed above, has had a great influence on our thinking
about the interface between our interventions and child service
systems as well as how the system-of-care ought to be assessed and
assembled.
Ideas about traumatic stress treatment
Ideas about developing empirically validated interventions for
traumatic stress are fundamental for how we have constructed our
treatment approach. This effort most notably includes the work of
Terry Keane, John Fairbank and colleagues (1989), Edna Foa (1991), and
Patti Resick (1992). This work applied to children includes the work of
Bill Salzman and Christopher Layne (2001), Esther Deblinger (1990),
Judy Cohen and Tony Manarino (1996, 2000), and John March and Lisa
Amaya Jackson (1998), and Beverly James (1988). We have been
particularly influenced by interventions aimed at enhancing emotional
regulation such as the work of Marsha Linehan (1993) and Marylene
Cloitre (2002).
We are also especially excited to include ideas on treatment initially
suggested by Victor Frankl (1959). Frankl’s books, particularly Man’s
Search for Meaning, based on his experiences as a concentration camp
survivor, are about developing psychotherapeutic approaches to trauma.
These ideas have been hugely influential in the popular culture but are
almost never discussed in academic circles. Our chapter 15 (“Meaning-
Making Skills”) is largely about operationalizing these ideas and
including them in our treatment approach.
T R A U M A S Y S T E M S T H E R A P Y
Ideas about the influence of intervention on the brain
The brain is plastic. Just as adverse events can harm the brain, positive
events can help the brain. We have been strongly influenced by the
recent movement in the mental health field to consider psychosocial
interventions as possible psychobiological treatments by enhancing
brain functioning. This movement was lead by Eric Kandel (1998) in his
seminal paper called A New Intellectual Framework for Psychiatry.
Insofar as our words produce changes in our
patient’s minds, it is likely that these
psychotherapeutic interventions produce
changes in the patient’s brains. From this
perspective the biological and the sociopsychological
approaches are joined (Kandel, 1998, p. 466).
Implementation of Trauma Systems Therapy
Trauma Systems Therapy has successfully been implemented in the
City of Boston and in rural New York State. Our initial outcome study
has been published as an open treatment trial and shows very promising
effects with the initial 110 families from Boston or New York State
over six months. This outcome study showed significant decreases in
traumatic stress symptoms, emotional and behavioral dysregulation, and
an increased stability of the child’s social environment. Importantly,
sixty percent of these families started in the intensive home and
community-based treatment phases of TST; and forty percent started
in the less intense, office and clinic based phases of treatment. These
percentages were exactly reversed at the end of six months when only
forty percent needed intensive home and community-based care and
sixty percent needed office or clinic based-care (Saxe et. al, 2005).
At the time of this writing there are eight additional agencies from
across the United States that are being trained to implement Trauma
Systems Therapy. It is important to note that there is great flexibility
about how a given agency may implement TST. Agencies use broad
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latitude about the type of services that can fit ‘under the TST
umbrella’ and use a lot of creativity about forming partnerships and
collaborations between agencies to get the right services configuration
under this umbrella.
We believe this type of latitude and collaborative creativity is
extremely important. TST has been in development over seven or eight
years as a highly iterative process. Ideas were tried, kept, or discarded
based on their clinical usefulness. It is our sincere hope that many
different agencies will try TST and adapt it based on their own needs.
We would be very glad to learn and to try your innovations to TST. We
strongly believe that TST sets forth some valuable tools but that
utility emerges over time and with diversity of experience. That is a
long way of saying that we do not believe that TST is the final answer.
We welcome you along on our ride…
Outline of the Trauma Systems Therapy (TST) Manual
This book is to be read as a manual for implementing the
TST
intervention approach for children with traumaticstress. The book has three sections:
A- Foundations,
B- Getting Started,
C- Doing TST.
Section A (chapters 2 through 5) describes the theoretical background
necessary to implement
TST. Section B (chapters 6 through 9)describes practical elements of assessment, treatment planning, and
team-work that is necessary to get started in
TST. Section C(chapters 10 through 16) describes the different treatment modules
that offer a hands-on, practical approach to intervention. These
chapters are:
Section A: Foundations
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Chapter 2: Neurodevelopmental Foundations
This chapter describes the interaction between the developing nervous
system and the social environment for producing the problems of
traumatic stress.
Chapter 3: Regulation of Emotional States
This chapter provides an outline for how traumatic stress problems
are, at their core, a definable inability of a child to regulate emotional
states in the face of stressors.
Chapter 4: The Social Environment/System-of-Care
This chapter offers an account of the various interacting levels of the
social environment including the family, school, peer group,
neighborhood, and culture. We focus on how these areas of the social
environment can serve to promote, or diminish, the self-regulation
capacities of the child and how service systems ought to work to
promote these capacities.
Chapter 5: The Therapeutic Relationship
This chapter offers a description of the critical role of the
therapeutic relationship for traumatic stress care. This chapter notes
the importance of building a therapeutic alliance and how to use
information derived from the therapeutic relationship to guide
treatment.
Section B: Getting Started
Chapter 6: Treatment Principles
This chapter outlines the ten principles that anchor TST treatment.
These principles are shown in table one:
1. Fix a broken system
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2. Safety first
3. Clear plans come from clear evidence
4. Don’t “Go” before you are “Ready”
5. Put scarce resources where they’ll work
6. Insist on accountability, particularly your own
7. Align with reality
8. Take care of yourself, and your team
9. Build from strength
10. Leave a better system
Table 1: Ten Treatment Principles
Chapter 7: Assessment
This chapter offers a clear approach to assessing the interface
between a child’s self regulation capacities and the social
environment/system-of-care. This assessment approach leads to the
approach to treatment planning.
Chapter 8: Treatment Planning
This chapter offers ways of organizing treatment based on our
approach to assessment. Briefly, this is a phase-oriented treatment
with each phase corresponding to various degrees of the child’s
regulation capacities and the stability of the social environment.
Chapter 9: The Treatment Team
This chapter describes the importance of having a multidisciplinary
team. It describes strategies for creating a supportive team
environment, the role in the team in maintaining treatment fidelity and
therapist commitment and energy.
Section C: Doing TST
Chapters 10-16: Treatment Modules
The remaining chapters of the manual offer “hands-on” guidelines for
providing different types of interventions depending on the assessed
degree of self regulation the child displays and stability that is
contained in the child’s social environment. Chapter 8 will offer
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guidance on how each respective module is chosen given this type of
assessment.
Chapter 10: Ready-Set-Go (preparing for treatment and engaging
families)
This chapter discusses potential difficulties in engaging families in
treatment. It identifies 3 key areas for successfully engaging families
in treatment: Building the treatment alliance, providing education and
information, and trouble-shooting practical problems.
Building the alliance focuses on agreeing on the problem, agreeing on
the solution, and being genuine. Providing education and information
discusses why parents become motivated to bring their children to
treatment, and what information to share in order to encourage this.
Trouble-shooting practical problems describes specific logistical
problems parents face in seeking treatment (such as transportation
problems or their own traumatic stress symptoms) and discusses
concrete solutions to these problems.
Chapter 11: Stabilization-on-site (Community-based interventions)
The main purpose of the
Stabilization on Site (SOS) chapter is todescribe a community-based treatment model and the way that it is
interwoven with other service modalities to provide treatment for
acutely symptomatic traumatized children. This chapter provides
clinicians with specific skills for providing treatment in the home or
community, and for coordinating with other providers. This
treatment module focuses on diminishing traumatic triggers in the
child’s social environment. The goals of the SOS are described, and
the two main treatment areas identified: Emotional Regulationfocused
SOS treatment, and Environmental Stability-focused SOS
treatment. A case example illustrates how community-based care
can remediate triggers in the social environment.
Next, practical considerations are discussed including a)
safety of the environment for the SOS team, b)immediate safety
of the environment for the child, and c)engaging the family in
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treatment. Key treatment tools are then presented, including an
Environmental Stability Check (a structured intervention plan for
social-environmental interventions) and on ‘On the Spot’ Decision
tree (a structured decision tree that guides a clinician’s actions in
crisis situations in the home). Special consideration is then given to
ways of communicating and coordinating treatment with other
providers.
Chapter 12: Services Advocacy
This chapter describes a treatment approach that utilizes legal
advocacy in conjunction with traditional treatment modalities to
address instabilities in the social environment of traumatized
children. The chapter explains how legal advocacy helps clinicians
move beyond in-office therapy and psychopharmacology to assist
families in changing or overcoming environmental stressors that
impede recovery. The module describes the range of advocacy
interventions available and the mechanics of integrating legal
advocates into a clinical treatment team. This infusion of legal
advocacy into mental health treatment seeks nothing less than to
change the model and culture of care. Case examples illustrate how
Services Advocacy practically works to diminish traumatic triggers
in the social environment.
The chapter closes by offering guidelines for the successful
psycho-legal collaboration, and a discussion of the implications such
collaborations have for trauma treatment, specifically, and mental
health care, generally.
Chapter 13: Emotional Regulation Skills
The main purpose of the Emotion Regulation (ER) chapter is to teach
the clinician specific strategies and exercises that help the family and
child to improve the child’s self-regulation skills. Specifically, the
strategies described will help children and families identify a)
traumatic triggers, b) internal and external signs that a child’s
emotional state is changing, and c) interventions to help the child
emotionally regulate.
The four domains of treatment include: Assessment, Coping and
Emotion Identification (ACE). The central treatment tool is the
Emotion Regulation Guide, which is described in detail. Specific
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worksheets and treatment activities are included, providing all of the
necessary tools for the clinician to fully implement the treatment
described in this module. Finally, the chapter ends with a discussion of
how to help the child transition from the Emotion Regulation module to
Cognitive Reprocessing.
Chapter 14: Cognitive Processing Skills
The main purpose of the Cognitive Processing Skills (CPS) chapter is to
teach clinicians how to utilize specific exercises and activities that will
help the traumatized child to extinguish maladaptive responses to
traumatic reminders and to ultimately create meaning out of the
traumatic experience. The CPS chapter explains the ways in which the
therapist can assist the child in a) extending his/her repertoire of
emotion regulation skills to incorporate cognitive coping skills, b)
increasing his/her tolerance for thoughts/discussions surrounding the
traumatic event, and c) decreasing the intensity of emotion associated
with thoughts of the trauma.
The four domains of treatment include:
Cognitive coping skills,O
bservation of thoughts, feelings, and behaviors, Processing thetrauma, and
Exposure with caregivers (COPE). The chapter ends with adiscussion of how to help the child transition from cognitive
reprocessing to making meaning of the trauma.
Chapter 15: Meaning-Making Skills
The Meaning-Making Skills chapter is meant to provide clinicians
with skills and suggestions for helping clients to create meaning out
of their traumatic experiences. This chapter explains the ways in
which the therapist can a) assist the child in developing new ways of
thinking about the traumatic experience, b) help the child to
recognize and articulate important lessons learned from the
experience, c) help the child reinvent himself/herself and plan for
the future, and d) find ways of turning important lessons learned
from the trauma into personal expressions of hope. The four
domains of treatment include:
Lessons learned, Invention of a newself,
Future goals, Expression of Hope (LIFE). The chapter endswith case examples of children who were able to make meaning out
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of their traumatic experiences through the use of their own
creativity and imagination.
Chapter 16: Psychopharmacology
Psychopharmacology is an integral part of TST. This chapter shows how
the use of psychoactive medications can fit within the care of
traumatized children and outlines the role of medication within an
overall treatment plan to help the child regulate emotion. The chapter
focuses on the relationship between psychopharmacology and
psychotherapy within the TST model and describes the different roles
for medication in the various phases of treatment. The chapter also
describes the role of the Psychiatric Consultant on the Treatment
Team and offers practical ideas to enhance the critical communication
between psychiatric and non-psychiatric members of the team.
Chapter 17: Conclusions
The book ends with a concluding chapter that highlights the possible
roles that TST can play in the system of care and the public policy
concerns relevant to creating an effective and integrated system of
care for traumatized children.
Use of Icons
Throughout this manual we will be using icons to guide you through the
elements of our interventions. The icons should be read as symbols that
provide “at-a-glance” ideas concerning what a given section is about.
The following table describes the six icons that will be used in this
manual. Each chapter will begin with a table indicating the icons that
will be used in that chapter.
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Icon Key
Essential Point
An Essential Point indicates a section that
contains information that
must beunderstood to master the Trauma Systems
Therapy treatment approach.
Academic Point An Academic Point indicates a section that
contains information that is interesting or
academically important but is not absolutely
necessary for mastering the Trauma Systems
Therapy treatment approach.
Quotation A quotation is a piece of writing taken from
others that we believe is very important to
illuminate the Trauma Systems Therapy
treatment approach.
Case Discussion Case Discussions are liberally used
throughout this manual to illustrate our
treatment approach. We believe case
discussions are particularly important to
understand the concepts described in the
manual.
Useful Tool A Useful Tool is used in our treatment
module sections to highlight an intervention
technique that is highly useful.
Danger
A Danger Icon indicates a potential pitfall of
practice. This icon should serve as a warning
to pay attention to the section (or skip at
your own peril !!).
The National Child Traumatic Stress Network
We would like to acknowledge the Substance Abuse and Mental Health
Services Administration (SAMHSA) for funding the development of
Trauma Systems Therapy and its The National Child Traumatic Stress
TSTwork (www.nctsnet.org) for being the setting in which many of our
ideas have developed. The National Child Traumatic Stress Network
(NCTSN) was funded by the Substance Abuse and Mental Health Services
Administration (SAMHSA) in October 2001 in order to address the
national public health concern of traumatic stress in children.
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The NCTSN is composed of three components: (1) the National Center for
Child Traumatic Stress, a coordinating center based at Duke University
and the University of California in Los Angeles, (2) 15 “Intervention
Development and Evaluation Centers” which are charged with “identifying,
supporting, improving, and developing treatment and service approaches for
different types of child and adolescent traumatic events,” and (3) 38
“Community Treatment and Service Centers” which are charged with
implementing and evaluating effective treatment and services in community
settings.
The NCTSN is designed to be a highly coordinated Network of programs to
develop and implement best practices for traumatic stress care in children
and to advance their standard of care, nationally. Our NCTSN Center,
entitled the
Center for Medical and Refugee Trauma based at theDepartment of Child and Adolescent Psychiatry at Boston University
Medical Center is one of the Intervention Development and Evaluation
Centers. Our efforts to develop
TST are one of the primary activities ofour center.
The mission of the NCTSN is “To raise the standard of care and improve
access to services for traumatized children, their families and communities
throughout the United States.”
We hope that you will find our efforts true to this mission and to help you
help all the Gerald’s in your practice.